As your industry advocate, the NIBA provides many services which help your business stay in compliance with NFA rules. SO YOU WANT TO BE A FUTURES INTRODUCING BROKER? How does NFA check up and assure that you are following their rules. NFA performs compliance audits. ATC BROKERS is a member of the National Futures Association. And is a registered guaranteed introducing broker with the Commodity Futures Trading Commission. The American National Futures Association (NFA) issued a complaint charging FX Evolve, an introducing broker (IB) from North Carolina, and its principal, Jason Hoerr. Home > CFTC > NFA Issues Guidance on Bylaw 1101 Compliance for Pending Introducing Brokers. NFA Issues Guidance on Bylaw 1101 Compliance for Pending Introducing Brokers. We are dedicated to providing Introducing Brokers the highest. Registered Futures Commission Merchant | Registered CFTC | NFA. FXCM's Introducing Broker (IB) program allows firms to receive compensation for directing new clients to FXCM. Introducing Brokers are core to our business model at GAIN Capital. Given our extensive experience in exchange-traded futures and cash foreign exchange. (CFTC) and the National Futures Association. In the almost 34 years since the Introducing Broker (IB) came. An Introduction to the US Cleared Swap Infrastructure. Support such orders must register as an introducing broker through the NFA. The first thing to be done is to sit for and pass the Series 3 Exam if you are not a current broker and registered as an Introducing Broker with the NFA. Is registered as an Independent Introducing Broker with the Commodity Futures Trading Commission and an NFA Member. NFA Starts Registering Forex Brokers and "Solicitors" 0. Registered in the existing categories of introducing broker. NFA and the CFTC have the means to track. California-based Introducing Broker (IB) Avail Trading Corp. Has been issued a complaint from the National Futures Association (NFA), according to updated information. Our experience working in the Compliance Department at the National Futures Association (NFA) has allowed us to provide Introducing Brokers with the most. Review the disclosure document measures in place at commodity futures brokerage Rosenthal Collins Group. Minimum net capital requirements for Futures Commission Merchants (FCMs) and Introducing Brokers (IBs). Join the National Futures Association. Commodity Trading Advisor (CTA) Registration Services. Forest Park FX is a CFTC registered, NFA member Forex introducing brokerage firm. With an experienced staff of industry professionals, Forest Park FX specializes in. NFA bars introducing broker CC Trading. By: Under the NFA rules, an introducing broker should maintain a minimum adjusted net capital (ANC) of $45,000. What is an 'Introducing Broker - IB' An introducing broker (IB) is a futures broker who has a direct relationship with a client, but delegates the work of the floor. Futures Compliance can provide CFTC and NFA registration services for those organizations wishing to act as introducing brokers or managers of. You request the staff's concurrence with the analysis of the National Futures Association's. Compliance, Registration, Accounting services for CTA, CPO, IB. About Us; Commodity Pool Operator and Introducing Broker registration with NFA and CFTC. Expand your business and revenue potential with GAIN Capital's introducing broker services while offering your referred clients a positive trading experience. Introducing Broker A person or business that provides investing advice or counsel to an investor, but does not actually handle transactions.